Our client is leading Non Banking financial services organization(FINTECH) headquartered in Bangalore having presence in six states in India with total 2100 employees.
Job Title: Field Audit & Investigation Head
Department: Internal Audit
Report to: Head of Department – Internal Audit & Compliance
Location-Bangalore
Experience-11yrs+
CTC-25-30Lakhs
Purpose of Job:
Monitor branch risks and timely escalation of issues, ensure detailed investigation & analysis of the root cause and recommend corrective actions. Ensure risk based audit of branches, identify process lapses/ gaps and timely reporting to management.
Guide, Train, Review and Monitor Field Audit & Investigation Leads and Investigation Specialists
Job Responsibilities:
- Strategic thinker, able to identify emerging risks and align audit objectives
- Providing “Early warning signal” to management regarding branch operations
- Ensure detailed investigation of whistleblower complaints / fraud alerts with the support of the team and independently where required
- Participate in diagnostic reviews of systemic risks at branches
- Prepare High quality audit and investigation reports, on the results of the audits / investigations done by the team highlighting key concerns, root cause and action plans
- Develop framework for continuous monitoring of branch risks, ensure risk-based branch audit planning and execution, realignment of audit plan based on emerging risks
- Perform field visits to identify emerging issues.
- Ensure timely execution and reporting of field audit and investigation results to Leadership post discussion with Management team.
- Team management to ensure high quality work and manage attrition
Qualifications:
⮚ At least 11+ years’ experience of which at least 5 years managerial/team leader experience in an internal audit department.
⮚Any graduate/postgraduate with a strong accounting knowledge, preferably within the BFSI specifically in the NBFC sector.
Other Requirements:
Must be able to sustain and transform the team by ensuring that internal audit delivery is always as per contemporary global best practices.
Skills & Competencies
Skills
Excellent analytical, problem-solving skills & logical thinking
Strong knowledge of internal control concepts, risk management and fraud risks in a financial services domain
Excellent communication and leadership skills including good presentation & reporting writing skills
Ability to work collaboratively and build positive relationships.
High ethical standards and integrity
Proficiency in data analytics. Knowledge of data analytics tools and use cases
Awareness of regulatory framework within banking / nbfc domain
Good team management skills
Proficient in investigation techniques and tools
Behavioral Traits
High social responsibility & Integrity
Compliance to policies, laws, rules and regulations
Belief in Teamwork, Effective collaboration & Proactive leadership
People oriented and Goal oriented.
Dogged determination to succeed
